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391	Exhibit 5A Note: All text is new. RESOLUTIONS OF THE BOARD OF DIRECTORS OF BATS GLOBAL MARKETS, INC. November 25, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-06 16:40:01 Legal entities Law Business law Corporation Direct Edge Electronic voting Structure Business Mergers and acquisitions Corporations law
392	SR-EDGA[removed]Page 27 of 30 Exhibit 5 Additions are underlined Deletions are [bracketed] EDGA Exchange Fee Schedule – Effective June 3, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-10 17:54:58 Direct Edge Order Market liquidity Financial markets Stock market NYSE Arca
393	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]June 10, 2013 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-10 17:54:58 Financial markets Investment Direct Edge Rebate Securities Exchange Act Short Finance Business Financial economics
394	Notice of Filing of Proposed Rule Change by EDGX Exchange, Inc. Relating to Direct Edge, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-11 09:38:58 Corporations law Law United States securities law Corporate governance United States Securities and Exchange Commission Securities Exchange Act International Securities Exchange Broker-dealer U.S. Securities and Exchange Commission Business Private law Business law
395	Exhibit 5 to File No. SR-EDGA[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-13 14:05:22 Direct Edge Order Market liquidity Business Economics Financial markets Stock market NYSE Arca
396	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]January 24, 2012 Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule Change Amending EDGA Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-25 13:09:26 Direct Edge Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Economy of the United States Government United States securities law United States Securities and Exchange Commission 73rd United States Congress
397	Notice of Designation of a Longer Period for Commission Action on the National Market System Plan to Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-28 10:25:23 United States securities law NYSE Euronext Direct Edge Chicago Stock Exchange NASDAQ Securities Exchange Act NYSE Arca New York Stock Exchange U.S. Securities and Exchange Commission Economy of the United States Self-regulatory organizations New York City
398	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-26 10:35:59 Direct Edge International Securities Exchange Chicago Stock Exchange Securities Exchange Act NASDAQ U.S. Securities and Exchange Commission Financial Industry Regulatory Authority New York Stock Exchange NYSE Arca Economy of the United States Self-regulatory organizations United States securities law
399	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-29 13:52:31 Direct Edge Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Economy of the United States Government Financial regulation United States securities law 73rd United States Congress United States Securities and Exchange Commission
400	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]April 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-10 08:35:02 Investment NYSE Arca Business United States Securities and Exchange Commission New York Stock Exchange Securities Exchange Act Direct Edge Market maker U.S. Securities and Exchange Commission Stock market Financial economics Financial markets

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